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- SUPREME COURT OF THE UNITED STATES
- JAMES PURKETT, SUPERINTENDENT, FARMING-
- TON CORRECTIONS CENTER v. JIMMY ELEM
- on petition for writ of certiorari to the united
- states court of appeals for the eighth circuit
- No. 94-802. Decided May 15, 1995
-
- Per Curiam.
- Respondent was convicted of second-degree robbery in
- a Missouri court. During jury selection, he objected to
- the prosecutor's use of peremptory challenges to strike
- two black men from the jury panel, an objection argu-
- ably based on Batson v. Kentucky, 476 U. S. 79 (1986).
- The prosecutor explained his strikes:
- -I struck [juror] number twenty-two because of his
- long hair. He had long curly hair. He had the
- longest hair of anybody on the panel by far. He
- appeared to not be a good juror for that fact, the
- fact that he had long hair hanging down shoulder
- length, curly, unkempt hair. Also, he had a mus-
- tache and a goatee type beard. And juror number
- twenty-four also has a mustache and goatee type
- beard. Those are the only two people on the jury
- . . . with facial hair . . . . And I don't like the way
- they looked, with the way the hair is cut, both of
- them. And the mustaches and the beards look
- suspicious to me.- App. to pet. for Cert. A-41.
- The prosecutor further explained that he feared that
- juror number 24, who had had a sawed-off shotgun
- pointed at him during a supermarket robbery, would
- believe that -to have a robbery you have to have a gun,
- and there is no gun in this case.- Ibid.
- The state trial court, without explanation, overruled
-
-
- respondent's objection and empaneled the jury. On
- direct appeal, respondent renewed his Batson claim.
- The Missouri Court of Appeals affirmed, finding that the
- -state's explanation constituted a legitimate `hunch'- and
- that -[t]he circumstances fail[ed] to raise the necessary
- inference of racial discrimination.- State v. Elem, 747
- S. W. 2d 772, 775 (Mo. App. 1988).
- Respondent then filed a petition for habeas corpus
- under 28 U. S. C. 2254, asserting this and other
- claims. Adopting the magistrate judge's report and
- recommendation, the District Court concluded that the
- Missouri courts' determination that there had been no
- purposeful discrimination was a factual finding entitled
- to a presumption of correctness under 2254(d). Since
- the finding had support in the record, the District Court
- denied respondent's claim.
- The Court of Appeals for the Eighth Circuit reversed
- and remanded with instructions to grant the writ of
- habeas corpus. It said:
- -[W]here the prosecution strikes a prospective juror
- who is a member of the defendant's racial group,
- solely on the basis of factors which are facially
- irrelevant to the question of whether that person is
- qualified to serve as a juror in the particular case,
- the prosecution must at least articulate some
- plausible race-neutral reason for believing that those
- factors will somehow affect the person's ability to
- perform his or her duties as a juror. In the present
- case, the prosecutor's comments, `I don't like the
- way [he] look[s], with the way the hair is cut. . . .
- And the mustache[] and the beard[] look suspicious
- to me,' do not constitute such legitimate race-neutral
- reasons for striking juror 22.- 25 F. 3d 679, 683
- (1994).
- It concluded that the -prosecution's explanation for
- striking juror 22 . . . was pretextual,- and that the state
- trial court had -clearly erred- in finding that striking
- juror number 22 had not been intentional discrimination.
- Id., at 684.
- Under our Batson jurisprudence, once the opponent of
- a peremptory challenge has made out a prima facie case
- of racial discrimination (step 1), the burden of produc-
- tion shifts to the proponent of the strike to come
- forward with a race-neutral explanation (step 2). If a
- race-neutral explanation is tendered, the trial court must
- then decide (step 3) whether the opponent of the strike
- has proved purposeful racial discrimination. Hernandez
- v. New York, 500 U. S. 352, 358-359 (1991) (plurality
- opinion); id., at 375 (O'Connor, J., concurring in
- judgment); Batson, supra, at 96-98. The second step of
- this process does not demand an explanation that is
- persuasive, or even plausible. -At this [second] step of
- the inquiry, the issue is the facial validity of the
- prosecutor's explanation. Unless a discriminatory intent
- is inherent in the prosecutor's explanation, the reason
- offered will be deemed race neutral.- Hernandez, 500
- U. S., at 360 (plurality opinion); id., at 374 (O'Connor,
- J., concurring in judgment).
- The Court of Appeals erred by combining Batson's
- second and third steps into one, requiring that the
- justification tendered at the second step be not just
- neutral but also at least minimally persuasive, i.e., a
- -plausible- basis for believing that -the person's ability
- to perform his or her duties as a juror- will be affected.
- 25 F. 3d, at 683. It is not until the third step that the
- persuasiveness of the justification becomes relevant-the
- step in which the trial court determines whether the
- opponent of the strike has carried his burden of proving
- purposeful discrimination. Batson, supra, at 98; Hernan-
- dez, supra, at 359 (plurality opinion). At that stage,
- implausible or fantastic justifications may (and probably
- will) be found to be pretexts for purposeful discrimina-
- tion. But to say that a trial judge may choose to
- disbelieve a silly or superstitious reason at step 3 is
- quite different from saying that a trial judge must
- terminate the inquiry at step 2 when the race-neutral
- reason is silly or superstitious. The latter violates the
- principle that the ultimate burden of persuasion regard-
- ing racial motivation rests with, and never shifts from,
- the opponent of the strike. Cf. St. Mary's Honor Center
- v. Hicks, 509 U. S. ___, ___ (1993) (slip op., at 7-8).
- The Court of Appeals appears to have seized on our
- admonition in Batson that to rebut a prima facie case,
- the proponent of a strike -must give a `clear and
- reasonably specific' explanation of his `legitimate reasons'
- for exercising the challenges,- Batson, 476 U. S., at 98,
- n. 20 (quoting Texas Dept. of Community Affairs v.
- Burdine, 450 U. S. 248, 258 (1981)), and that the reason
- must be -related to the particular case to be tried,- 476
- U. S., at 98. See 25 F. 3d, at 682, 683. This warning
- was meant to refute the notion that a prosecutor could
- satisfy his burden of production by merely denying that
- he had a discriminatory motive or by merely affirming
- his good faith. What it means by a -legitimate reason-
- is not a reason that makes sense, but a reason that does
- not deny equal protection. See Hernandez, supra, at
- 359; cf. Burdine, supra, at 255 (-The explanation
- provided must be legally sufficient to justify a judgment
- for the defendant-).
- The prosecutor's proffered explanation in this
- case-that he struck juror number 22 because he had
- long, unkempt hair, a mustache, and a beard-is race-
- neutral and satisfies the prosecution's step 2 burden of
- articulating a nondiscriminatory reason for the strike.
- -The wearing of beards is not a characteristic that is
- peculiar to any race.- EEOC v. Greyhound Lines, Inc.
- 635 F. 2d 188, 190, n. 3 (CA3 1980). And neither is the
- growing of long, unkempt hair. Thus, the inquiry
- properly proceeded to step 3, where the state court
- found that the prosecutor was not motivated by discrimi-
- natory intent.
- In habeas proceedings in federal courts, the factual
- findings of state courts are presumed to be correct, and
- may be set aside, absent procedural error, only if they
- are -not fairly supported by the record.- 28 U. S. C.
- 2254(d)(8). See Marshall v. Lonberger, 459 U. S. 422,
- 432 (1983). Here the Court of Appeals did not conclude
- or even attempt to conclude that the state court's
- finding of no racial motive was not fairly supported by
- the record. For its whole focus was upon the reason-
- ableness of the asserted nonracial motive (which it
- thought required by step 2) rather than the genuineness
- of the motive. It gave no proper basis for overturning
- the state court's finding of no racial motive, a finding
- which turned primarily on an assessment of credibility,
- see Batson, supra, at 98, n. 21. Cf. Marshall, supra, at
- 434.
- Accordingly, respondent's motion for leave to proceed
- in forma pauperis and the petition for a writ of certiora-
- ri are granted. The judgment of the Court of Appeals
- is reversed, and the case is remanded for further
- proceedings consistent with this opinion.
- It is so ordered.
-
- Justice Stevens, with whom Justice Breyer joins,
- dissenting.
- In my opinion it is unwise for the Court to announce
- a law-changing decision without first ordering full
- briefing and argument on the merits of the case. The
- Court does this today when it overrules a portion of our
- opinion in Batson v. Kentucky, 476 U. S. 79 (1986).
- In Batson, the Court held that the Equal Protection
- Clause of the Fourteenth Amendment forbids a prosecu-
- tor to use peremptory challenges to exclude African
- Americans from jury service because of their race. The
- Court articulated a three-step process for proving such
- violations. First, a pattern of peremptory challenges of
- black jurors may establish a prima facie case of discrim-
- inatory purpose. Second, the prosecutor may rebut that
- prima face case by tendering a race-neutral explanation
- for the strikes. Third, the court must decide whether
- that explanation is pretextual. Id., at 96-98. At the
- second step of this inquiry, neither a mere denial of
- improper motive nor an incredible explanation will
- suffice to rebut the prima facie showing of discriminato-
- ry purpose. At a minimum, as the Court held in
- Batson, the prosecutor -must articulate a neutral
- explanation related to the particular case to be tried.-
- Id., at 98.
- Today the Court holds that it did not mean what it
- said in Batson. Moreover, the Court resolves a novel
- procedural question without even recognizing its impor-
- tance to the unusual facts of this case.
-
- I
- In the Missouri trial court, the judge rejected the
- defendant's Batson objection to the prosecutor's peremp-
- tory challenges of two jurors, juror number 22 and juror
- number 24, on the ground that the defendant had not
- made out a prima facie case of discrimination. Accord-
- ingly, because the defendant had failed at the first step
- of the Batson inquiry, the judge saw no need even to
- confirm the defendant's assertion that jurors 22 and 24
- were black; nor did the judge require the prosecutor to
- explain his challenges. The prosecutor nevertheless did
- volunteer an explanation, but the judge evaluated
- neither its credibility nor its sufficiency.
- The Missouri Court of Appeals affirmed, relying partly
- on the ground that the use of one-third of the prose-
- cutor's peremptories to strike black veniremen did not
- require an explanation, State v. Elem, 747 S. W. 2d 772,
- 774 (1988), and partly on the ground that if any
- rebuttal was necessary then the volunteered -explanation
- constituted a legitimate `hunch,'- id., at 775. The court
- thus relied, alternatively, on steps one and two of the
- Batson analysis without reaching the question whether
- the prosecutor's explanation might have been pretextual
- under step three.
- The Federal District Court accepted a magistrate's
- recommendation to deny petitioner's petition for habeas
- corpus without conducting a hearing. The magistrate
- had reasoned that state-court findings on the issue of
- purposeful discrimination are entitled to deference. App.
- to Pet. for Cert. A-27. Even though the trial court had
- made no such findings, the magistrate treated the
- statement by the Missouri Court of Appeals that the
- prosecutor's reasons -constituted a legitimate `hunch'- as
- a finding of fact that was supported by the record.
- When the case reached the United States Court of
- Appeals for the Eighth Circuit, the parties apparently
- assumed that petitioner had satisfied the first step of
- the Batson analysis. The disputed issue in the Court
- of Appeals was whether the trial judge's contrary finding
- was academic because the prosecutor's volunteered
- statement satisfied step two and had not been refuted in
- step three.
- The Court of Appeals agreed with the State that
- excluding juror 24 was not error because the prosecutor's
- concern about that juror's status as a former victim of
- a robbery was related to the case at hand. 25 F. 3d
- 679, 681, 682 (1994). The court did, however, find a
- Batson violation with respect to juror 22. In rejecting
- the prosecutor's -race-neutral- explanation for the strike,
- the Court of Appeals faithfully applied the standard that
- we articulated in Batson: The explanation was not
- -`related to the particular case to be tried.'- Id., at 683,
- quoting 476 U. S., at 98 (emphasis in Court of Appeals
- opinion).
- Before applying the Batson test, the Court of Appeals
- noted that its analysis was consistent with both the
- Missouri Supreme Court's interpretation of Batson in
- State v. Antwine, 743 S. W. 2d 51 (1987) (en banc), and
- this Court's intervening opinion in Hernandez v. New
- York, 500 U. S. 352 (1991). 25 F. 3d, at 683. Referring
- to the second stage of the three-step analysis, the
- Antwine court had observed:
- -We do not believe, however, that Batson is
- satisfied by `neutral explanations' which are no more
- than facially legitimate, reasonably specific and
- clear. Were facially neutral explanations sufficient
- without more, Batson would be meaningless. It
- would take little effort for prosecutors who are of
- such a mind to adopt rote `neutral explanations'
- which bear facial legitimacy but conceal a discrimi-
- natory motive. We do not believe the Supreme
- Court intended a charade when it announced
- Batson.- 743 S. W. 2d at 65.
- In Hernandez, this Court rejected a Batson claim
- stemming from a prosecutor's strikes of two Spanish-
- speaking Latino jurors. The prosecutor explained that
- he struck the jurors because he feared that they might
- not accept an interpreter's English translation of trial
- testimony given in Spanish. Because the prosecutor's
- explanation was directly related to the particular case to
- be tried, it satisfied the second prong of the Batson
- standard. Moreover, as the Court of Appeals noted, 25
- F. 3d, at 683, the plurality opinion in Hernandez
- expressly observed that striking all venirepersons who
- speak a given language, -without regard to the particu-
- lar circumstances of the trial,- might constitute a pretext
- for racial discrimination. 500 U. S., at 371-372 (opinion
- of Kennedy, J.). Based on our precedent, the Court of
- Appeals was entirely correct to conclude that the
- peremptory strike of juror 22 violated Batson because
- the reason given was unrelated to the circumstances of
- the trial.
- Today, without argument, the Court replaces the
- Batson standard with the surprising announcement that
- any neutral explanation, no matter how -implausible or
- fantastic,- ante, at 3, even if it is -silly or superstitious,-
- ibid., is sufficient to rebut a prima facie case of discrimi-
- nation. A trial court must accept that neutral explana-
- tion unless a separate -step three- inquiry leads to the
- conclusion that the peremptory challenge was racially
- motivated. The Court does not attempt to explain why
- a statement that -the juror had a beard,- or -the juror's
- last name began with the letter `S'- should satisfy step
- two, though a statement that -I had a hunch- should
- not. See ante, at 4; Batson, 476 U. S., at 98. It is not
- too much to ask that a prosecutor's explanation for his
- strikes be race neutral, reasonably specific, and trial
- related. Nothing less will serve to rebut the inference
- of race-based discrimination that arises when the
- defendant has made out a prima facie case. Cf. Texas
- Dept. of Community Affairs v. Burdine, 450 U. S. 248,
- 253 (1981). That, in any event, is what we decided in
- Batson.
-
- II
- The Court's peremptory disposition of this case
- overlooks a tricky procedural problem. Ordinarily, a
- federal appeals court reviewing a claim of Batson error
- in a habeas corpus proceeding must evaluate, with
- appropriate deference, the factual findings and legal
- conclusions of the state trial court. But in this case, the
- only finding the trial judge made was that the defendant
- had failed to establish a prima facie case. Everyone
- now agrees that finding was incorrect. The state trial
- judge, holding that the defendant had failed at step one,
- made no finding with respect to the sufficiency or
- credibility of the prosecutor's explanation at step two.
- The question, then, is whether the reviewing court
- should (1) go on to decide the second step of the Batson
- inquiry, (2) reverse and remand to the District Court for
- further proceedings, or (3) grant the writ conditioned on
- a proper step-two and (if necessary) step-three hearing
- in the state trial court. This Court's opinion today
- implicitly ratifies the Court of Appeals' decision to
- evaluate on its own whether the prosecutor had satisfied
- step two. I think that is the correct resolution of this
- procedural question, but it deserves more consideration
- than the Court has provided.
- In many cases, a state trial court or a federal district
- court will be in a better position to evaluate the facts
- surrounding peremptory strikes than a federal appeals
- court. But I would favor a rule giving the appeals court
- discretion, based on the sufficiency of the record, to
- evaluate a prosecutor's explanation of his strikes. In
- this case, I think review is justified because the prosecu-
- tor volunteered reasons for the challenges. The Court of
- Appeals reasonably assumed that these were the same
- reasons the prosecutor would have given had the trial
- court required him to respond to the prima facie case.
- The Court of Appeals, in its discretion, could thus
- evaluate the explanations for their sufficiency. This
- presents a pure legal question, and nothing is gained by
- remand if the appeals court can resolve that question on
- the facts before it.
- Assuming the Court of Appeals did not err in reaching
- step two, a new problem arises when that court (or, as
- in today's case, this Court) conducts the step-two inquiry
- and decides that the prosecutor's explanation was
- sufficient. Who may evaluate whether the prosecutor's
- explanation was pretextual under step three of Batson?
- Again, I think the question whether the Court of
- Appeals decides, or whether it refers the question to a
- trial court, should depend on the state of the record
- before the Court of Appeals. Whatever procedure is
- contemplated, however, I think even this Court would
- acknowledge that some implausible, fantastic, and silly
- explanations could be found to be pretextual without any
- further evidence. Indeed, in Hernandez the Court
- explained that a trial judge could find pretext based on
- nothing more than a consistent policy of excluding all
- Spanish-speaking jurors if that characteristic was
- entirely unrelated to the case to be tried. 500 U. S., at
- 371-372 (plurality opinion of Kennedy, J.). Parallel
- reasoning would justify a finding of pretext based on a
- policy of excusing jurors with beards if beards have
- nothing to do with the pending case.
- In some cases, conceivably the length and unkempt
- character of a juror's hair and goatee-type beard might
- give rise to a concern that he is a nonconformist who
- might not be a good juror. In this case, however, the
- prosecutor did not identify any such concern. He merely
- said he did not -`like the way [the juror] looked,'- that
- the facial hair -`look[ed] suspicious.'- Ante, at 1. I
- think this explanation may well be pretextual as a
- matter of law; it has nothing to do with the case at
- hand, and it is just as evasive as -I had a hunch.-
- Unless a reviewing court may evaluate such explana-
- tions when a trial judge fails to find that a prima facie
- case has been established, appellate or collateral review
- of Batson claims will amount to nothing more than the
- meaningless charade that the Missouri Supreme Court
- correctly understood Batson to disfavor. Antwine, 743 S.
- W. 2d, at 65.
- In my opinion, preoccupation with the niceties of a
- three-step analysis should not foreclose meaningful
- judicial review of prosecutorial explanations that are
- entirely unrelated to the case to be tried. I would
- adhere to the Batson rule that such an explanation does
- not satisfy step two. Alternatively, I would hold that, in
- the absence of an explicit trial court finding on the
- issue, a reviewing court may hold that such an explana-
- tion is pretextual as a matter of law. The Court's
- unnecessary tolerance of silly, fantastic, and implausible
- explanations, together with its assumption that there is
- a difference of constitutional magnitude between a
- statement that -I had a hunch about this juror based on
- his appearance,- and -I challenged this juror because he
- had a mustache,- demeans the importance of the values
- vindicated by our decision in Batson.
- I respectfully dissent.
-